Swiss Financial Market Supervisory Authority

Year 2007Regulated by Government

FINMA is Switzerland’s independent financial-markets regulator. Its mandate is to supervise banks, insurance companies, exchanges, securities dealers, collective investment schemes, and their asset managers and fund management companies. It also regulates distributors and insurance intermediaries. It is charged with protecting creditors, investors and policyholders. FINMA is responsible for ensuring that Switzerland’s financial markets function effectively.

Disclose broker

Danger Unauthorized

Protrade

Disclosure summary

Disclosure matching Website matching
Disclosure time 2021-09-28
Reason for punishment The companies and individuals who may be carrying out unauthorised services and are not supervised by FINMA.

Disclosure details

Warning list of unauthorised companies and individuals Warning List - Alpha-Tech Group

Name Alpha-Tech Group Domicile - Address Corporate Center, Austrasse 46, 8045 Zürich Internet www.protrade.fm Commercial register Not entered in commercial register Remarks -

Annex

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More regulatory disclosure

Sanction

2009-03-24

Administrative action against Rakuten Securities Co., Ltd.