Global Broker Regulation Inquiry App
WikiFX
Swiss Financial Market Supervisory Authority
Year 2007Regulated by Government
FINMA is Switzerland’s independent financial-markets regulator. Its mandate is to supervise banks, insurance companies, exchanges, securities dealers, collective investment schemes, and their asset managers and fund management companies. It also regulates distributors and insurance intermediaries. It is charged with protecting creditors, investors and policyholders. FINMA is responsible for ensuring that Switzerland’s financial markets function effectively.
Disclose broker
Disclosure summary
- Disclosure matching Website matching
- Disclosure time 2021-06-02
- Reason for punishment The companies and individuals who may be carrying out unauthorised services and are not supervised by FINMA.
Disclosure details
Warning list of unauthorised companies and individuals Warning List - LPL Capital
LPL Capital
Name LPL Capital
Domicile -
Address Schifflände 26, 8001 Zürich
Internet https://lplcapital.eu/
Commercial register Not entered in commercial register
Remarks -
Annex
More regulatory disclosure
Danger
2021-04-30
Danger
2023-04-28
Danger
2023-05-17