Swiss Financial Market Supervisory Authority

Year 2007Regulated by Government

FINMA is Switzerland’s independent financial-markets regulator. Its mandate is to supervise banks, insurance companies, exchanges, securities dealers, collective investment schemes, and their asset managers and fund management companies. It also regulates distributors and insurance intermediaries. It is charged with protecting creditors, investors and policyholders. FINMA is responsible for ensuring that Switzerland’s financial markets function effectively.

Disclose broker

Danger Unauthorized

Zurich Markets

Disclosure summary

Disclosure matching Website matching
Disclosure time 2020-11-27
Reason for punishment The companies and individuals who may be carrying out unauthorised services and are not supervised by FINMA.

Disclosure details

Warning list of unauthorised companies and individuals Warning List - Zurich Markets Limited

Zurich Markets Limited Name Zurich Markets Limited Domicile - Address Dreikönigstrasse 36, Zürich Internet www.zurichmarkets.com Commercial register Not entered in commercial register Remarks -

Annex

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More regulatory disclosure

Sanction

2022-02-18

Cayman Islands Monetary Authority Fines Lion Brokers Limited CI$261,990.72