Swiss Financial Market Supervisory Authority

Year 2007Regulated by Government

FINMA is Switzerland’s independent financial-markets regulator. Its mandate is to supervise banks, insurance companies, exchanges, securities dealers, collective investment schemes, and their asset managers and fund management companies. It also regulates distributors and insurance intermediaries. It is charged with protecting creditors, investors and policyholders. FINMA is responsible for ensuring that Switzerland’s financial markets function effectively.

Disclose broker

Danger Unauthorized

Alliance

Disclosure summary

Disclosure matching Website matching
Disclosure time 2023-05-08
Reason for punishment The companies and individuals who may be carrying out unauthorised services and are not supervised by FINMA.

Disclosure details

Warning list of unauthorised companies and individuals Warning List - www.allianceinvgroup.com

Name www.allianceinvgroup.com Domicile - Address - Internet www.allianceinvgroup.com Commercial register Not entered in commercial register Remarks www.allianceinvgroup.com ist nicht zu verwechseln mit der ALLIANCE INVESTMENT GROUP SA, Genf, welche im Schweizerischen Handelsregister eingetragen ist (CHE-112.130.271). Il ne faut pas confondre www.allianceinvgroup.com avec ALLIANCE INVESTMENT GROUP SA, Genève, inscrite au registre du commerce suisse (CHE-112.130.271). www.allianceinvgroup.com non è da confondere con ALLIANCE INVESTMENT GROUP SA, Ginevra, inscritta nel registro di commercio svizzero (CHE-112.130.271). www.allianceinvgroup.com is not to be confused with the ALLIANCE INVESTMENT GROUP SA, Geneva, which is registered in the Swiss Commercial Register (CHE-112.130.271).

Annex

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More regulatory disclosure

Sanction

2023-10-25

Case of disciplinary action against SinoPac Securities Co., Ltd. for violating securities administration laws. (Financial Securities Regulatory Commission No. 1120338098)