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The Taipei Exchange regulation ensures that CTBC SECURITIES operates within a structured legal environment that protects both the firm and its clients. This regulation involves compliance with rules designed to foster transparency, reduce financial risk, and protect investors from fraudulent activities. For clients, this means that CTBC SECURITIES must meet high standards for financial reporting, risk management, and fair treatment. As a regulated entity, CTBC SECURITIES is required to implement systems for monitoring and controlling financial risks and adhering to guidelines that ensure investor protection. This offers peace of mind for institutional clients, as they can trust that their funds are handled in compliance with Taiwan's legal framework. However, for investors seeking highly liquid and volatile assets such as forex or cryptocurrencies, this regulatory environment may not be as beneficial since CTBC SECURITIES specializes in more structured financial products.