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Shaw and Partners

Australia | 5-10 years |
Regulated in Australia | Investment Advisory License | Suspicious Scope of Business | Suspicious Overrun | Medium potential risk

https://www.shawandpartners.com.au/home

Website

Rating Index

Influence

Influence

C

Influence index NO.1

Australia 4.16
Surpassed 35.40% brokers
Biz Area Search Statistics Advertising Social Media Index

Contact

+61 2 9238 1238
info@djcarmichael.com.au
https://www.shawandpartners.com.au/home
'Chifley Tower' Level 7, 2 Chifley Square, SYDNEY NSW 2000

Licenses

Licensed Entity:Shaw and Partners Limited

License No. 236048

Keywords 6
5-10 years
Regulated in Australia
Investment Advisory License
Suspicious Scope of Business
Suspicious Overrun
Medium potential risk
Warning: Low score, please stay away!
2025-09-13
  • This broker exceeds the business scope regulated by Australia ASIC(license number: 236048)Investment Advisory Licence Non-Forex License. Please be aware of the risk!
2

Basic Information

Registered Region
Australia
Operating Period
5-10 years
Company Name
Shaw and Partners Limited
Abbreviation
Shaw and Partners
Company employee
--
Customer Service Email Address
info@djcarmichael.com.au
Contact Number
+61 2 9238 1238
Company address
'Chifley Tower' Level 7, 2 Chifley Square, SYDNEY NSW 2000
Biz Area
Website
Genealogy
Relevant Enterprises
Company Summary
Wiki Q&A
Comment

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Official website

Website

shawandpartners.com.au
104.22.1.79
Server Location
United States
ICP registration
--
Most visited countries/areas
--
Domain Effective Date
--
Website
WHOIS.AUDA.ORG.AU
Company
AU-NIC

Genealogy

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Relevant Enterprises

SHAW AND PARTNERS LIMITED(Australia)
Active
Australia
Registration No. 003221583
Established 2018-07-05
Related sources Website Announcement

Company Summary

Shaw and Partners Review Summary
Founded1995
Registered RegionAustralia
RegulationASIC (Exceeded)
ServicesWealth management, Shaw Managed Accounts, financial planning, investment research, corporate advisory, institutional dealing
Customer SupportTel: +61 2 9238 1238
Toll-Free: 1800 636 625

Shaw and Partners Information

A company in Australia called Shaw and Partners has been around since 1995 and provides many financial services, such as managing assets, giving help on investments, and planning finances. Customized solutions from EFG International help both people and companies. However, its license status now is “Exceeded”.

Shaw and Partners' homepage

Pros and Cons

ProsCons
Wide range of financial services“Exceeded” regulation
Strong focus on tailored advice and managed solutionsComplex account types

Is Shaw and Partners Legit?

Yes, Shaw and Partners do have an Investment Advisory License from the Australia Securities and Investments Commission (ASIC). The card has the number 236048 on it. The present status of the license on the other hand is “Exceeded,” which means it has run out of time.

Exceeded ASIC license

Shaw and Partners Services

Shaw and Partners offers an array of financial services to both people and organizations, including asset management, financial planning, investment research, and corporate advice.

ServicesSupported
Wealth Management
Shaw Managed Accounts
Financial Planning
Investment Research
Corporate Advisory
Institutional Dealing
Shaw and Partners Services

Account Type

Clients still own their investment accounts with Shaw Managed Accounts, which are professionally managed and adaptable. Accounts are built up using model portfolios or strategies based on goals. These tactics put you in charge, make things clear, and save you money on taxes.

Account TypeFeature
Separately Managed Accounts (SMA)Individual accounts with tailored portfolios using selected model strategies; offers beneficial ownership and transparency.
Model Portfolio AccountsAccounts built using pre-designed investment strategies (18 options) matched to the clients goals and risk profile.
Goal-Based PortfoliosAccounts aligned specifically with client objectives like income, balanced growth, or aggressive growth.
Account Type

Keywords

  • 5-10 years
  • Regulated in Australia
  • Investment Advisory License
  • Suspicious Scope of Business
  • Suspicious Overrun
  • Medium potential risk

Wiki Q&A

Arnold Joseph
Within 1 year

Are there any inactivity fees charged by Shaw and Partners, and under what circumstances might these apply?

WikiFX Reply
Based on my review of Shaw and Partners as an experienced trader, I have not found any direct or clear mention of inactivity fees in the available information on this broker. Shaw and Partners positions itself primarily as a provider of wealth management, financial planning, and advisory services, rather than operating as a typical retail forex broker. Their account structures, such as Separately Managed Accounts and Model Portfolio Accounts, are tailored for investment goals rather than high-frequency trading. Because of this investment-focused model, the issue of inactivity fees—which are common among retail forex brokers—may not be as relevant or may be handled differently here. However, what makes me cautious is the general lack of detailed disclosures about fee structures. This, coupled with their "Exceeded" regulatory status, increases the need for extra diligence. As a trader who values transparency and clarity, I always advise directly contacting the broker’s customer support for up-to-date, written confirmation about any inactivity fee policy before opening or maintaining an account. It’s essential to fully understand not only trading costs but also any potential charges that could accrue through periods of account inactivity, especially with firms whose fee schedules may differ from standard retail brokerage norms. When regulatory clarity is not ideal, I believe asking direct, documented questions is the safest approach.
Broker Issues
Shaw and Partners
Fees and Spreads
08-11
United States
Franko Knavs
Within 1 year

What is the lowest withdrawal amount allowed at once from my Shaw and Partners account?

WikiFX Reply
Based on my in-depth review and personal experience with Shaw and Partners, I was unable to find any clear, published information about their minimum withdrawal amount for client accounts. This is an important point for me as a trader, because the transparency and accessibility of withdrawal policies directly affect my trust in a broker. In my experience, reputable and well-regulated brokers typically provide detailed information about such parameters either on their official website, client portal, or during the account opening process. However, while Shaw and Partners does hold an Australian Investment Advisory License, it’s crucial to note their regulatory status is currently marked as "Exceeded," which means their license has lapsed or is otherwise not fully in force. This raises some concerns about the ongoing oversight and clarity of their client-facing policies, including withdrawals. When a broker’s regulatory situation is ambiguous, I personally err on the side of caution and recommend confirming all withdrawal conditions directly with their customer support team before making a deposit or executing trades. My approach is always to avoid assumptions and seek specific, written confirmation to ensure funds' safety—especially when regulatory warnings or gaps are present. For me, knowing the fine details about withdrawals isn’t just a matter of convenience, but one of risk management.
Broker Issues
Shaw and Partners
Withdrawal
Deposit
08-10
United States
DoreenVanDenHeever
Within 1 year

Based on your own experience, what do you consider to be the three main benefits of working with Shaw and Partners?

WikiFX Reply
Based on my personal experience as a trader, Shaw and Partners offers a few noteworthy benefits, but it’s important to approach them with caution. First, I’ve found that their range of financial services—spanning wealth management, investment research, and tailored portfolio solutions—provides genuine flexibility for traders and investors looking to diversify or seek professional input. The ability to access separately managed accounts and goal-based portfolios has helped me align my investments closely with my risk profile and long-term goals, which is a strong point for anyone serious about managing their assets carefully. Second, Shaw and Partners seem to place a clear emphasis on bespoke service and client relationships. When I interacted with their team, I noticed that their advisers took the time to understand my personal situation before recommending strategies, which is something I value highly in this industry. This focus on integrity and building lasting relationships adds a layer of reassurance, particularly when the market can sometimes feel impersonal. Lastly, the fact that Shaw and Partners is based in Australia and was formerly regulated by ASIC initially gave me some confidence in their operational standards compared to some offshore entities. However, I must stress that their current “Exceeded” license status is a significant concern and has influenced my decision to use them only for specific, limited strategies rather than as a core brokerage. In summary, their broad service offering, personalized advice, and established track record are beneficial, but these must be weighed against current regulatory uncertainties.
Broker Issues
Shaw and Partners
Regulation
06-15
United States
Sanjay sirohi
Within 1 year

Can I trust Shaw and Partners as a reliable and secure broker for trading?

WikiFX Reply
As an experienced forex trader, I approach evaluating brokers like Shaw and Partners with a critical eye, especially regarding reliability and security. Shaw and Partners has been operating in Australia since 1995, offering a suite of services ranging from wealth management to institutional dealing. Their long-standing presence might initially imply stability, and as of my research, the company did hold an Investment Advisory License from ASIC, Australia’s primary financial regulator. However, it’s imperative to note that the status of their ASIC license is listed as “Exceeded”—meaning it has expired or is otherwise no longer valid. For me, this immediately raises a significant concern. Regulatory oversight is vital for client protection; if a firm is no longer actively regulated, the safeguards that normally protect traders or investors—like dispute resolution and transparent reporting—may not apply. Even if their product range seems comprehensive, with managed accounts, model portfolios, and goal-based solutions, the regulatory uncertainties cannot be overlooked. In my view, the “medium potential risk” and the specifically flagged “suspicious overrun” and “suspicious scope of business” further heighten the caution I'd exercise. Although the firm advertises tailored solutions and positive customer support, the low overall trust score, paired with a lapsed license, makes me hesitate to consider them fully reliable or secure. My conservative stance is to prioritize brokers with current, robust regulation. For those serious about safeguarding their capital, I recommend exercising caution with Shaw and Partners until their regulatory standing is rectified.
Broker Issues
Shaw and Partners
Regulation
06-06
United States
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