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/10

Wedbush

United States United States | 5-10 years |
Suspicious Regulatory License | Self-developed | Suspicious Scope of Business | Suspicious Overrun | High potential risk

https://www.wedbushfutures.com

Website

Rating Index

Influence

Influence

C

Influence index NO.1

United States United States 4.78
Surpassed 16.60% brokers
Biz Area Search Statistics Advertising Social Media Index

Contact

+1 312.786.1930
https://www.wedbushfutures.com
141 W. Jackson Blvd. 17th Floor Chicago, IL 60604
https://www.facebook.com/wedbushfutures
Licenses

Licensed Entity:WEDBUSH SECURITIES INC

License No. 0086156

Warning: Low score, please stay away!
  • It has been verified that this broker currently has no valid forex regulation. Please be aware of the risk!
2

Basic Information

Registered Region
United States United States
Operating Period
5-10 years
Company Name
Wedbush Securities Inc
Contact Number
+13127861930
Company Address
141 W. Jackson Blvd. 17th Floor Chicago, IL 60604
Marketing Strategy
Biz Area
Website
News
Comment

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Sources
Language
Mkt. Analysis
Creatives

Website

  • wedbushfutures.com
    192.124.249.155
    Server Location
    United States United States
    ICP registration
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    Most visited countries/areas
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    Domain Effective Date
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    Website
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    Company
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News

Wedbush Securities Inc. Settles for $350,000 Fine with FINRA Over Unauthorized Wire Transfers

News Wedbush Securities Inc. Settles for $350,000 Fine with FINRA Over Unauthorized Wire Transfers

Wedbush Securities Inc. has settled with FINRA for a $350,000 fine after a cyber fraud incident involving unauthorized wire transfers of over $6.6 million. The breach, occurring between January 27 and February 4, 2021, was due to a hacked email of a representative from a correspondent firm. FINRA's investigation highlighted Wedbush's failure in due diligence and verification processes. The firm has since reimbursed affected customers, updated its supervisory procedures, and committed to enhanced cybersecurity measures to protect client assets.

FINRA Penalties And Regulation SHO Breaches At WEDBUSH Securities

News FINRA Penalties And Regulation SHO Breaches At WEDBUSH Securities

Wedbush Securities, Inc. violated Regulation SHO Rules 204(a), (b), and (c) and FINRA Rule 2010 by failing to timely close out 2,056 fail-to-deliver positions as required by Rule 204(a), failing to place securities in the "penalty box" as required by Rule 204(b), and failing to comply with the notice requirement of Rule 204(c).

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